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511	DOL Delivers on its Promise: Conflict of Interest Rule Proposal Provides Needed Protections for Retirement Savers, Flexibility for Financial Firms In mid-April, the Department of Labor did what many thought to be impossi Add to Reading List Source URL: www.consumerfed.org Language: English - Date: 2015-05-07 15:06:18 Business Investment Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Fiduciary Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered Investment Advisor Corporate advisory Law Finance Financial economics
512	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 6, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-06 16:31:15 Financial regulation Securities Exchange Act SEC Rule 10b-5 Securities Act Securities regulation in the United States U.S. Securities and Exchange Commission United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
513	The Justice Innovation Approach How Justice Sector Leaders in Development Contexts Can Promote Innovation Sam muller and Add to Reading List Source URL: justiceleaders.org Language: English - Date: 2014-11-27 10:03:15 Philosophy Criminal law Design Justice Economics Innovation Criminal justice Rule of law World Justice Project Philosophy of law Law Social philosophy
514	NEWSLETTER Grotius Lecture Edition DIRECTOR’S INTRODUCTION This Newsletter arrives at the time of BIICL’s Add to Reading List Source URL: www.biicl.org Language: English Philosophy of law British Institute of International and Comparative Law Rule of law Institute of Advanced Legal Studies Public international law Hugo Grotius Dutch people Law Philosophy
515	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMay 5, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-05 11:41:18 Financial economics Financial markets United States Securities and Exchange Commission Financial system Business Consolidated Tape Association Securities Exchange Act New York Stock Exchange Euronext NYSE Euronext United States securities law Self-regulatory organizations
516	Response to Petition to Enjoin the Unauthorized Practice of Law State of Indiana v. Stuart Showalter Preliminary Statement Add to Reading List Source URL: stuartshowalter.com Language: English - Date: 2014-09-23 07:10:18 Adversarial system Legal history Adjudication Common law Chinese law Law Philosophy of law Rule of law
517	C:2c 06p law 13labusp law syl 2013 final rev.wpd Add to Reading List Source URL: ascl.org Language: English - Date: 2013-10-07 01:03:48 Rule of law Jurisprudence Comparative law Bryan A. Garner Kent Greenfield Law Philosophy of law Common law
518	No-Action Letter: Financial Industry Regulatory Authority Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2009-09-02 10:39:19 Corporate taxation in the United States Types of business entity Financial system Financial services Net capital rule United States housing bubble Broker-dealer Financial Industry Regulatory Authority Series LLC Financial economics United States securities law Finance
519	Carri Ginter LL.M., Lecturer of European Law, University of Tartu, Attorney-at-law, Sorainen Law Firm Add to Reading List Source URL: www.sorainen.com Language: English - Date: 2010-08-04 09:55:33 Preliminary ruling European Court of Justice Direct effect Supremacy European Court of Human Rights Supreme Court of the United States Supreme Court of Ireland Rule of reason Supreme Court of Finland European Union law Law Public law
520	UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT NoKARL L. KAPPS, et al., Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-16 13:38:27 United States Basic Inc. v. Levinson SEC Rule 10b-5 Securities Act Regulation S-K Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Central Bank of Denver v. First Interstate Bank of Denver United States securities law Financial regulation Law

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